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Apex Securities & Asset Management, LLC

Professional investment management throughout your life's journey
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With each change in your life's journey you are faced with new opportunities and obstacles, which have the potential to move you closer to your goals or farther away. One of the most important decisions you can make is selecting a financial advisor who has the experience to provide advice when faced with important decisions.

Our goal at Apex Securities & Asset Management, LLC is to help define your goals and navigate your life' s journey to help you pursue them.

We bring together experience and empathy to create a thoughtful approach to personal financial management.

Morning meeting with today's to-do icon.

To make sure we deliver exceptional service to clients, our team meets daily to ensure that the activities of each team member are aligned with the needs of our clients. This process allows our staff to stay organized around client priorities and deliver high quality service.

About Apex Securities & Asset Management, LLC 

Apex Securities & Asset Management, LLC is a client-focused advisory practice of LPL Financial. LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets they serve,* supporting nearly 22,000 financial advisors, and approximately 800 institution-based investment programs and 500 independent RIA firms nationwide. They are steadfast in their commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, they take care of their advisors, so they can take care of their clients.

This flexible business structure allows us to deliver our brand of wealth management while drawing on the resources offered to us. We believe this approach provides you with highly personalized service and allows us to work with you throughout your life's journey.

*No. 1 Independent Broker-Dealer in the U.S (Based on total revenues, Financial Planning magazine 1996-2024); No. 1 provider of third-party brokerage services to banks and credit unions (2020-2021 Kehrer Bielan Research & Consulting Annual TPM Report); Fortune 500 Company as of June 2021. LPL and its affiliated companies provide financial services only from the United States.

David Roche

Senior Financial Advisor
Branch Manager
Principal

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